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Securities Fraud: When Pennies Count

Most securities fraud cases involve significant thefts from individual victims, like the alleged $64 billion Ponzi scheme run by Bernie Madoff. However, some cases show that fraudulent conduct involving small amounts of money can add up to millions of dollars of illicit profit if the conduct is allowed to continue over a long period. The… Read More »

Predicting the Fraud Risk of CEOs and CFOs

An interesting new study crossed my desk the other day. Three researchers conducted a study of “off-the-job” behaviors of chief executive officers and chief financial officers at companies subject to fraud claims by the Security and Exchange Commission and compared them to their counterparts at similar companies that had no reported fraud. The purpose of… Read More »